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Senior Compliance Analyst

  • Wymiar czasu: pełny
  • lokalizacja: Poznań
  • Data ważności oferty: 05.12.2019
Franklin Templeton Investments Poland

Jesteśmy globalną organizacją inwestycyjną, a zarazem liderem w zarządzaniu aktywami, działającą na rynku jako Franklin Templeton Investments. Nasza główna siedziba zlokalizowana jest w San Mateo (Kalifornia), a nasze oddziały i wspierające nas spółki zależne znajdują się w 35 krajach. Świadczymy usługi i rozwiązania inwestycyjne w ponad 150 państwach na całym świecie.

Senior Compliance Analyst

The mission of Global Compliance is to assist Management in protecting our licenses and reputation as a result of non-adherence to regulations applicable to our local regulatory licenses. Key activities include providing training and advice to the business on regulatory matters, identifying, assessing and informing Management of compliance risks to their business or license and ensure effective mitigation plans or prompt resolution.

Working with us, you will be responsible for:

The Senior Compliance Analyst is responsible under the direct supervision of his or her manager, for assisting senior management to ensure that each regulated entity and its EU branches adhere to and operate within its specific license requirements, as well as the ongoing regulatory compliance obligations of local regulatory bodies. He/she will independently perform compliance monitoring activities and will assist the Director Global Compliance in Germany in carrying out his/her duties relating to the compliance and MLRO function for its licensed activities.

This includes preparation of compliance reports, risk assessment of business, carrying out monitoring, answering day to day compliance questions to business, or regulators and supporting training and advice on local regulatory development.

  • Monitoring and analyzing ongoing regulatory requirements to ensure that policies and procedures are compliant.
  • Conducting desk-based compliance monitoring and testing to provide assurance of compliance with applicable laws, regulation, best practice and firm standards.
  • Providing compliance services to the internal departments
  • Reviewing marketing material and providing guidance to the Sales & Marketing departments in Europe
  • Retaining locally stored compliance records and related documentation
  • Assisting the local senior management in day-to day issues, projects, business development issues
  • Participating in the implementation of regulatory projects
  • Working closely with the International Compliance department in EMEA and APAC, risk management, internal audit, the EMEA investment controlling group, fund accounting, TA, and Legal.
  • The ideal candidate would demonstrate the potential to take on a leading role within the Compliance department in enhancing our technology-driven efforts (e.g. RegTech) to enhance efficiencies

Joining us means:

  • Informal atmosphere and possibility to implement your own ideas
  • Work in a team which will allow you to spread your wings
  • Personal and professional development

We are looking for candidates who:

  • Have relevant degree e.g. in Economics, Finance or Law, or other relevant professional qualifications
  • Have, ideally, 1-5 years experience in a compliance role within the financial service industry, ideally with a focus on asset management. Alternatively, strong practical experience from other job profiles in the asset management industry, e.g. at supervisor level.
  • Possess solid knowledge of the investment funds/firms activities
  • Possess strong analytical and problem-solving skills
  • Can communicate in a clear, structured and effective manner
  • Are very well-organized self-starter able to prioritize and manage several projects/assignments at a time
  • Are strong team players and able to work in global multicultural environment with numerous virtual interactions
  • Are fluent in English and Polish. Any other language would be a considered an asset.
  • Possess minimum proficient in MS Office applications such as Word, Excel, Powerpoint.
  • Have proven experience in using digital solutions (data analytics etc.) would be a strong plus
  • A very limited amount of travel may be required.

We guarantee:

  • Local work with global perspective
  • Attractive location
  • Benefit package: Medical Insurance, Life Insurance, Assistance Package, Employee Assistant Program, Multisport Card, Staff Investment Program
  • Gym in the office
  • Work based on work-life balance concept
  • Work based on mutual trust and constant feedback
  • Possibility of being involved in local initiatives and social action projects


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