Jesteśmy globalną organizacją inwestycyjną, a zarazem liderem w zarządzaniu aktywami, działającą na rynku jako Franklin Templeton Investments. Nasza główna siedziba zlokalizowana jest w San Mateo (Kalifornia), a nasze oddziały i wspierające nas spółki zależne znajdują się w 35 krajach. Świadczymy usługi i rozwiązania inwestycyjne w ponad 150 państwach na całym świecie.
Portfolio Compliance Analyst
Working with us, you will be responsible for:
Monitoring Investment Compliance:
The analyst will be responsible for monitoring Franklin Templeton’s mutual funds as well as segregated client accounts to ensure that investment restrictions are adhered to. The restrictions may be stipulated by regulatory requirements, fund documents/client guidelines or by company policies and prudent risk management. Monitoring will be achieved through daily analysis of portfolios as well as the screening of trades prior to execution using compliance tools and Franklin Templeton’s internal systems.
Provide a wide range of services in support of the Portfolio Management Groups, TradingDesks and the Investment Risk team:
This will include ensuring that trade and compliance data is available and accurate as well as assisting in the resolution of data, functionality and system issues. The analyst will act as liaison with Investment Operations, Fund Accounting, Technology teams and other support groups to ensure that transactions are processed in a timely and correct manner.
Project work will be allocated by the supervisor on a regular basis as well as other ad-hoc requests.
Maintaining systems and Processes:
The analyst will work to maintain and improve monitoring systems and processes that will enable the department to safeguard the business from risk of non-compliance with restrictions.
The department has responsibility for providing internal and external reporting. The analyst will assist in fulfilling this.
Review & research exceptions generated in Charles River by daily compliance cycle.
Escalate the appropriate notification protocol to Investment Compliance Management and Investment Management groups of any potential violations.
Monitor outstanding incidents are and ensure they are addressed in a timely manner.
Monitor department mailbox and answering requests for information.
Monitor Pre trade Compliance.
Assess current controls and processes with the intent to improve the effectiveness and efficiency.
Setup new accounts as outlined in the opening account procedures.
Close terminated accounts in accordance with closed account procedures.
Joining us means:
Informal atmosphere and possibility to implement your own ideas
Work in a team which will allow you to spread your wings
Personal and professional development
We are looking for candidates who:
Have college degree
Have experience in the Investment Management industry and in Compliance
Have Charles River Experience (a plus)
Possess analytical skills, ability to troubleshoot issues quickly and provide timely responses
Are familiar with Microsoft Office
Have solid computer skills
Are paying strong attention to detail and accuracy
Possess effective written and oral communication skills
Have strong relationship management skills
Can resolve simple and complex compliance issues
Know who to contact and take corrective action based upon research
Local work with global perspective
Benefit package: Medical Insurance, Life Insurance, Assistance Package, Employee Assistant Program, Multisport Card, Staff Investment Program
Gym in the office
Work based on work-life balance concept
Work based on mutual trust and constant feedback
Possibility of being involved in local initiatives and social action projects
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