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Portfolio Compliance Analyst

  • Wymiar czasu: pełny
  • lokalizacja: Poznań
  • Data ważności oferty: 22.08.2019
Franklin Templeton Investments Poland

Jesteśmy globalną organizacją inwestycyjną, a zarazem liderem w zarządzaniu aktywami, działającą na rynku jako Franklin Templeton Investments. Nasza główna siedziba zlokalizowana jest w San Mateo (Kalifornia), a nasze oddziały i wspierające nas spółki zależne znajdują się w 35 krajach. Świadczymy usługi i rozwiązania inwestycyjne w ponad 150 państwach na całym świecie.

Portfolio Compliance Analyst

Working with us, you will be responsible for:

Monitoring Investment Compliance:

The analyst will be responsible for monitoring Franklin Templeton’s mutual funds as well as segregated client accounts to ensure that investment restrictions are adhered to. The restrictions may be stipulated by regulatory requirements, fund documents/client guidelines or by company policies and prudent risk management. Monitoring will be achieved through daily analysis of portfolios as well as the screening of trades prior to execution using compliance tools and Franklin Templeton’s internal systems.

Provide a wide range of services in support of the Portfolio Management Groups, TradingDesks and the Investment Risk team:

This will include ensuring that trade and compliance data is available and accurate as well as assisting in the resolution of data, functionality and system issues. The analyst will act as liaison with Investment Operations, Fund Accounting, Technology teams and other support groups to ensure that transactions are processed in a timely and correct manner.

Project work:

Project work will be allocated by the supervisor on a regular basis as well as other ad-hoc requests.

Maintaining systems and Processes:

The analyst will work to maintain and improve monitoring systems and processes that will enable the department to safeguard the business from risk of non-compliance with restrictions.

Providing Reporting:

The department has responsibility for providing internal and external reporting. The analyst will assist in fulfilling this.

Daily tasks:

  • Review & research exceptions generated in Charles River by daily compliance cycle.
  • Escalate the appropriate notification protocol to Investment Compliance Management and Investment Management groups of any potential violations.
  • Monitor outstanding incidents are and ensure they are addressed in a timely manner.
  • Monitor department mailbox and answering requests for information.
  • Monitor Pre trade Compliance.

Other tasks:

  • Assess current controls and processes with the intent to improve the effectiveness and efficiency.
  • Setup new accounts as outlined in the opening account procedures.
  • Close terminated accounts in accordance with closed account procedures.
  • Document maintenance.
  • Provide reporting.

Joining us means:

  • Informal atmosphere and possibility to implement your own ideas
  • Work in a team which will allow you to spread your wings
  • Personal and professional development

We are looking for candidates who:

  • Have college degree
  • Have experience in the Investment Management industry and in Compliance
  • Have Charles River Experience (a plus)
  • Possess analytical skills, ability to troubleshoot issues quickly and provide timely responses
  • Are familiar with Microsoft Office
  • Have solid computer skills
  • Are paying strong attention to detail and accuracy
  • Possess effective written and oral communication skills
  • Have strong relationship management skills
  • Can resolve simple and complex compliance issues
  • Know who to contact and take corrective action based upon research

We guarantee:

  • Local work with global perspective
  • Attractive location
  • Benefit package: Medical Insurance, Life Insurance, Assistance Package, Employee Assistant Program, Multisport Card, Staff Investment Program
  • Gym in the office
  • Work based on work-life balance concept
  • Work based on mutual trust and constant feedback
  • Possibility of being involved in local initiatives and social action projects

 

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Franklin Templeton to globalna firma finansowa z ponad 70-letnią tradycją, świadcząca usługi i rozwiązania inwestycyjne w ponad 150 krajach na całym świecie.

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