Compliance Regulatory Change Manager, AVP

Compliance Regulatory Change Manager, AVP

Kraków, Poland

Who we are looking for:

This position is perfect for an individual who has expertise in compliance, business control or audit functions within the Financial Services sector, who possesses strong attention to detail and coordination capabilities, and who thrives in a fast-paced environment. It is a role from which a successful candidate may develop a career further in Compliance or in other risk and control areas.

Corporate Compliance supports the Board of Directors, senior management of State Street Corporation, and its affiliates in their responsibility to comply with laws and regulations applicable to State Street’s global business activities and functions.​ The Compliance Department is an independent control function part of the Second Line of Defense (SLOD).

Hiring Location: Krakow/Gdansk

Why this role is important to us

The team you will be joining plays an important role in the overall success of the organization. Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. To make that happen we need teams like yours to help navigate employees and the organization as a whole. In your role you will strive for cutting-edge solutions, that are straightforward and scalable. You will help us build resilience and execute day to day deliverables at our best.

Join us if making your mark in the financial services industry from day one is a challenge you are up for.

What you will be responsible for

As Compliance Regulatory Change Manager you will:

• Work in conjunction with other Compliance team members as well as business partners and external parties as needed to resolve issues and ensure accuracy of accountabilities, and adherence to all policies/regulations/guidelines.
• Maintain and continuously develop knowledge around core regulatory requirements, products of business units, applicable financial markets, industry trends and key technology in use by the business units.
• Support the management and compliance team in the development, implementation, reviews and revisions of
• Compliance manuals, policies and procedures.
• Liaise with their Compliance colleagues all over the globe to share and complete deliverables.
• Monitor assigned regulatory bodies for regulatory changes potentially impacting the business.
• Carry out the initial triage of the potential regulatory change and inform the relevant SLOD and FLOD; and support the completion of the risk impact assessment.
• Take responsibility for the quality of service provided to assigned clients.
• Provide status updates and reporting of regulatory change management program / progress to compliance leadership.
• Participate in and assist with initiatives associated with the implementation of strategic enhancements to the technology supporting the Regulatory Change Management process.
• Have a working knowledge of how rules of the regulators impact the financial services industry across EMEA (i.e. BANK D’ITALIA, CB IRELAND, CSSF LUX, DEUTSCHE BUNDESBANK, ECB, FCA, GFSC, JFSC, PRA, ECB)
• Assist in developing the regulatory change management staff to build subject matter expertise.
• Provide support across EMEA Compliance for other centralized governance and reporting to drive consistency across the region for Compliance oversight and advisory
• Manage the tasks, workload, prioritization of the centralized Regulatory Change team on a day-to-day basis
• Support communication to inform business units of regulatory developments and policy changes
• Act as primary contact/coordinator for regulatory exams and investigations
• Coordinate the implementation of controls with the business and management

What we value

These skills will help you succeed in this role:

• Excellent critical thinking skills
• Excellent interpersonal, communication (written and verbal), and presentation skills
• Strong relationship building and collaboration skills with proven experience working with senior management.
• Work unsupervised and meet deadlines.
• Strong organizational and time management skills.

Education & Preferred Qualifications

• MA/ MSc/ BA/ BS (or equivalent experience) in a related field
• Minimum of 7-8 years relevant work experience with risk, compliance, legal or audit functions within the financial services sector preferred
• Knowledge the EU regulation in the area of the fund services industry
• Regulatory change management. Understand foreign and domestic rulemaking process or develop expertise where needed.
• Excellent critical thinking skills
• Regulatory change management. Understand foreign and domestic rulemaking process or develop expertise where needed.
• Verbal and written fluency in English
• Proven experience in identifying impact for financial services organizations as a result of a regulatory change.
• Excel essential
• Project Management / Change Management skills and expertise, a plus.

We offer

• Employee savings plan;
• Premium life insurance package;
• VIP medical package;
• International operating environment;
• Language classes;
• Soft skills trainings;
• Technical workshops;
• Development sessions with a mentor;
• Diversity of opportunities across a range of challenging and highly complex activities;
• Technical or leadership career pathway.

About State Street

What we do

State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation we’re making our mark on the financial services industry. For more than two centuries, we’ve been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading and investment management to institutional clients.

Work, Live and Grow

We make all efforts to create a great work environment. Our benefits packages are competitive and comprehensive. Details vary in locations, but you may expect generous medical care, insurance and savings plans among other perks. You’ll have access to flexible Work Program that will help you to match your needs. And our wealth of development programs and educational support will help you reach your full potential.

Inclusion, Diversity and Social Responsibility

We truly believe our employees’ diverse backgrounds, experiences and perspective are a powerful contributor to creating an inclusive environment where everyone can thrive and reach their maximum potential while adding value to both our organization and our clients. We warmly welcome the candidates of diverse origin, background, ability, age, sexual orientation, gender identity and personality. Another fundamental value at State Street is active engagement with our communities around the world, both as a partner and a leader. You will have tools to help balance your professional and personal life, paid volunteer days, matching gift program and access to employee networks that help you stay connected to what matters to you.

State Street is an equal opportunity and affirmative action employer.

Apply

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