AML Compliance Monitoring and Surveillance Officer, Assistant Vice President, Hybrid

AML Compliance Monitoring and Surveillance Officer, Assistant Vice President, Hybrid

Kraków
Category: Compliance, Risk and Legal
Job ID: R-738322
Full time

Who we are looking for

State Street Bank International’ (SSBI) AML Compliance sits within Second Line of Defense and is responsible for running the SSBI AML/Financial Crime Program. An important pillar of the AML/FC Program is the Monitoring & Surveillance program which is designed to test the effectiveness of the systems and controls that have been established to comply with SSBI’s regulatory requirements.

The role of the AML Compliance Monitoring and Surveillance (M&S) Officer is to design and execute a testing plan in relation to the KYC due diligence controls relating to the SSBI AML Program covering SSBI Germany and all Branches (Luxembourg, Austria, The Netherlands, France, Italy). The role also requires the implementation and presentation of regular reporting of testing results to local and regional governance committees.

This role can be performed in a hybrid model, where you can balance work from home and office to match your needs and role requirements (at least 2 days/per week in the office).

Why this role is important to us

The team you will be joining plays an important role in the overall success of the organization. Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. To make that happen we need teams like yours to help navigate employees and the organization as a whole. In your role you will strive for cutting-edge solutions, that are straightforward and scalable. You will help us build resilience and execute day to day deliverables at our best. Join us if making your mark in the financial services industry from day one is a challenge you are up for.

What you will be responsible for

As AML Compliance Monitoring and Surveillance Manager, you will

• support the local SSBI Money Laundering Reporting Officers (SSBI MLROs) in relation to their regulatory responsibilities, with a particular focus on:
  – the design and implement a risk-based testing plan for the KYC controls relating to the SSBI AML Program
  – supporting production of management reporting, including but not limited to data collection, qualitative and / or quantitative analysis, formatting, and quality assurance relating to M&S Testing
• ad hoc advisory work
• participation in remediation projects
• regulatory monitoring and impact analyses
• FCC related training
• liaison with colleagues across the Global financial crime function and local AML/KYC Business Teams

What we value

These skills will help you succeed in this role

• An enquiring mind, strong analytical, organizational skills and attention to detail
• Ability to balance multiple priorities
• Fluency in English is a must
• Knowledge of other European languages (German, French, Italian) would be an advantage

Education & Preferred Qualifications

• University degree in economics, finance or related field
• Relevant professional qualification in an AML or related field
• At least 8+ years’ experience in the financial services sector, compliance, audit or risk management
• At least 2+ years’ of managing a team
• Good working knowledge of anti-money laundering regulations (especially in the EU and Germany) and policies and procedures, industry standards and regulatory developments, especially KYC requirements and prior experience in controls testing / quality assurance role
• Familiarity with fund management, custody or investment sectors
• Familiarity with, and prior experience of, KYC Databases would be a distinct advantage
• Strong working knowledge of MS Office (Excel, Word, Power Point)

We offer

• Employee savings plan
• Premium life insurance package
• Gold medical package
• International operating environment
• Language classes
• Soft skills trainings
• Technical workshops
• Development sessions with a mentor
• Diversity of opportunities across a range of challenging and highly complex activities
• Technical or leadership career pathway

Are you the right candidate? Yes!

We truly believe in the power that comes from the diverse backgrounds and experiences our employees bring with them. Although each vacancy details what we are looking for, we don’t necessarily need you to fulfil all of them when applying. If you like change and innovation, seek to see the bigger picture, make data driven decisions and are a good team player, you could be a great fit.

About State Street

What we do. State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation, we’re making our mark on the financial services industry. For more than two centuries, we’ve been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading and investment management to institutional clients.

Work, Live and Grow. We make all efforts to create a great work environment. Our benefits packages are competitive and comprehensive. Details vary by location, but you may expect generous medical care, insurance and savings plans, among other perks. You’ll have access to flexible Work Programs to help you match your needs. And our wealth of development programs and educational support will help you reach your full potential.

Inclusion, Diversity and Social Responsibility. We truly believe our employees’ diverse backgrounds, experiences and perspectives are a powerful contributor to creating an inclusive environment where everyone can thrive and reach their maximum potential while adding value to both our organization and our clients. We warmly welcome candidates of diverse origin, background, ability, age, sexual orientation, gender identity and personality. Another fundamental value at State Street is active engagement with our communities around the world, both as a partner and a leader. You will have tools to help balance your professional and personal life, paid volunteer days, matching gift programs and access to employee networks that help you stay connected to what matters to you.

State Street is an equal opportunity and affirmative action employer.

Discover more at StateStreet.com/careers

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